Notice of Rule Changes

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Repeal Notices:

Notice SEC-2011-01: Repeal of Chapter 590-4-1 entitled “Rules of General Applicability”

Notice SEC-2011-02: Repeal of Chapter 590-4-2 entitled “Dealers, Limited Dealers, Salespersons and Limited Salespersons of Securities”

Notice SEC-2011-03: Repeal of Chapter 590-4-3 entitled “Registered Securities”

Notice SEC-2011-04: Repeal of Chapter 590-4-4 entitled “Prohibited Acts”

Notice SEC-2011-05: Repeal of Chapter 590-4-5 entitled “Securities Exemptions”

Notice SEC-2011-06: Repeal of Chapter 590-4-6 entitled “Administrative Hearings”

Notice SEC-2011-07: Repeal of Chapter 590-4-7 entitled “Advertising and Internet Marketing”

Notice SEC-2011-08: Repeal of Chapter 590-4-8 entitled “Investment Advisors”

Adoption Notices:

Notice SEC-2011-09: Adoption of Chapter 590-4-1 entitled “General Provisions”

Notice SEC-2011-10: Adoption of Chapter 590-4-2 entitled “Exemptions”

Notice SEC-2011-11: Adoption of Chapter 590-4-3 entitled “Registration Of Securities”

Notice SEC-2011-12: Adoption of Chapter 590-4-4 entitled “Investment Advisers and Representatives”

Notice SEC-2011-13: Adoption of Chapter 590-4-5 entitled “Broker-Dealers and Agents”

Notice SEC-2011-14: Adoption of Chapter 590-4-6 entitled “Rules Governing Administrative Hearings”